Economy---Politics
April 08, 2015
The New SEC Rule on Trading in Unlisted Securities – TNI Q2/E2

The Securities and Exchange Commission which is saddled with the responsibilities of market development and regulations as stated in the Investment & Securities Acts (ISA) 2007 has recently released a new rule on the trading of unlisted securities in the Nigerian Capital Market.

In the new rule, the commission states that ‘all Securities of unlisted public companies shall be bought, sold or transferred only by means of a system approved by the Commission and under such terms and conditions as the Commission may prescribe from time to time’.

In this edition of The Nigerian Investor, we take a look at the New SEC Rule on Trading in Unlisted Securities and also conduct our regular market round-up of activities, developments, AGM’s, market news, corporate actions, company

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