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REGULATOR NEWS

August 18, 2021

SEC Seeks Collaboration on Dispute Resolution in Capital Market

August 13, 2021

SEC Re-opens Its Renewal Portal for CMOs

July 12, 2021

SEC Proposes New Rule and Sundry Amendments to its Rules on Penalties Disclosure

July 11, 2021

SEC Proposes Amendments to Its Rules on Half Yearly Returns, Depository and Participants

June 24, 2021

SEC Proposes Amendments to its Rules on Custody and Transfer of Unclaimed Monies, NIPF

May 27, 2021

SEC Directs Existing Investment Crowdfunding Portals to Comply With Registration Requirements

May 11, 2021

SEC to Entertain Late Filing on Renewal of Registration for CMOs from May 1 to May 31st, 2021

May 06, 2021

SEC Proposes New Rules on Robo-Advisory Services And Sundry Amendments

April 30, 2021

SEC Amends Rules on Sub-broker, Records of Transactions With Clients, Creates Rule on Risk Mgmt

April 29, 2021

SEC Nigeria to Develop an ICT Transformation Strategy With the Support of FSD Africa

April 19, 2021

SEC Reminds CMOs on KYC Update, 4.01m Accounts Are With Incomplete Information

April 15, 2021

SEC to Engage Fintech Players

April 14, 2021

NGX Regulation Publishes 2021 Supervision Priorities for Trading License Holders

April 08, 2021

SEC Proposes a New Rule, Public Companies to Report Income Earned From Unclaimed Dividends

March 30, 2021

Non-Interest Capital Market, Full of Potentials - DG SEC

March 24, 2021

SEC Nigeria Re-introduces Periodic Renewal of Registration by CMOs, Set April 30th Deadline for 2021

March 09, 2021

NSE Notifies of Effective Date of Rules on Net Liquid Capital Requirements, Others

March 08, 2021

SEC Issues Guidance on the Implementation of Sections 60 - 63 of the ISA 2007

February 03, 2021

SEC Releases New Rules and Amendments on Collective Investment Schemes

January 31, 2021

Sundry Amendment to Valuation Report Rules and Regulations in Nigeria Released by SEC

January 31, 2021

Sundry Amendment to Amount to be Underwritten Rules and Regulations in Nigeria Released by SEC

January 31, 2021

Investment by CIS in Unlisted Securities Rules and Regulations in Nigeria Released by SEC

January 31, 2021

Sundry Amendment to Contents of a Trust Deed Rules and Regulations in Nigeria Released by SEC

January 11, 2021

Steps on Unclaimed Dividend Retrieval Process as Highlighted by SEC Nigeria

December 18, 2020

SEC Nigeria Notifies of Illegal Fund Management By Famzhi Interbiz Limited

December 02, 2020

SEC Urges Collaboration on Commodities Trading Ecosystem

November 18, 2020

SEC Proposes Amendment to Its Rule on Renewal of Registration by CMOs

November 17, 2020

Governments Can Unlock Potentials Through Privatisation - SEC

November 10, 2020

SEC Issues Pre-Notice on Withdrawal of Certificates of Registration of 157 Inactive CMOs

October 20, 2020

SEC Sets January 2021 for Implementation of Corporate Governance Guidelines

October 13, 2020

SEC Nigeria Corporate Governance Guideline and Revised Form 01

October 02, 2020

NSE Enhances Its Fixed Income Securities Market Segment and Revises Its Trading Fee

September 24, 2020

HM Zainab Shamsuna Ahmed Urges IST to Discharge Duties Diligently

September 09, 2020

SEC Proposes Rules on Collateral Management Company, Crowdfunding and Other Sundry Amendments

August 17, 2020

SEC Holds 1st CMC Meeting in Year 2020

August 01, 2020

NSE Proposes Rules on Outsourcing of Functions and Shared Services, Fintech Collaborations

July 20, 2020

SEC DG Says Automation of Processes Key to Efficiency

July 20, 2020

SEC Working to Attract More Investors - Yuguda

July 10, 2020

NSE Notifies of the Effective Date of Rules on Release Calendar for Regulatory Announcements

July 06, 2020

NSE Upgrades X-Issuer to Further Enhance Market Integrity

EVENT CALENDER

SEPTEMBER - 2021

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