SEC revokes registration of Capital Market Operators

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Sunday, December 20, 2015/SEC

The Securities and Exchange Commission is empowered under section 30 (1) and (2) of the Investment and Securities Act (ISA) 2007 to revoke the operational license of capital market operators that are inactive.

Consequent upon the above, the general public is hereby notified that the registration of the under listed Capital Market Operators (CMOs) have been revoked:-

 


The Nigerian Stock Exchange (NSE), the Chartered Institute of Stockbrokers (CIS), the Central Securities Clearing System (CSCS) Plc, all Capital Market Trade Groups, the investing public and all stakeholders are hereby directed to desist from dealing with them.

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