SEC Suspends Shalom Investment and Financial Services Ltd from all Capital Market Activities

Regulators
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May 30th, 2014 8.00AM/SEC

The General Public is hereby informed that Shalom Investment and Financial services Ltd and its sponsored individuals have been suspended from all capital market activities effective 20th May, 2014.

The suspension is as a result of its refusal/failure to comply with the Commission’s directive to wit:

-  Purchase completely client’s shares paid for since 2008

-  Resolve the other complaints against it

-  Pay the penalty imposed by the Commission.

 

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