SEC Proposes New Rules on Robo-Advisory Services And Sundry Amendments

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Thursday, May 06, 2021 / 03:22 PM / By SEC Nigeria / Header Image Credit: SEC Nigeria

 

The Securities and Exchange Commission has proposed the following new rules and amendments to its existing rules stated below.

 

New Rules

1.Proposed Rule on Robo-Advisory Services

2. Proposed Rule on Trade Repositories

 

Sundry Amendments

3. Proposed Amendment to Rule 45 (1) (d) & (h)- Registrable Functions

4. Proposed Amendment to Rule 97 (1) - Functions

 

Major Amendment

5. Proposed Amendment to the Rule on Mergers, Take-overs and Acquisitions - (Review for Fairness of Mergers, Take-overs and Acquisitions)

 

All comments and input should be forwarded by e-mail to the Secretariat, Rules Committee of the Commission, at rulescommittee@sec.gov.ng or by letter addressed to the Director-General, SEC, not later than two (2) weeks from date of publication.

 

Exposure of Proposed SEC Rules - May 2021


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