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SEC Proposes New Rules & Amendments to Rules on Book Building, Corporate Governance

Proshare

Tuesday, August 21, 2017 4:32PM / SEC Nigeria

Proposed New Rules
·        
Rule on Specialized Funds/Schemes,

·        
Rule on Investment Advisory Services

Proposed Sundry Amendments to SEC Rules & Regulation

·        
Rules 96 & 97-Investment Advisers

·        
Rule 61-Nominee Accounts

·        
Rule 5(3)- Regulations for Demutualization of Securities Exchanges in Nigeria

·        
The Rule on Fund/Portfolio Management Operations

·        
The Rule on Book Building

·        
The Code of Corporate Governance

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