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SEC Proposes New Rule & Sundry Amendments to its Rules and Regulations

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Saturday, October 22, 2016/ 8.38pm /SEC

New Rule
Proposed Rule for the Three-Tiered Know-Your-Customer (KYC) Framework for Capital Market Operators 

Sundry Amendments
a. Proposed amendment to Rule 39(2) -Proposed New Rule on Fast Track Filing of Annual Reports

b, Proposed amendment to Rule 305 -Proceeds of Issue

c, Proposed amendment to the National Investor Protection Fund Rules

Click Here to Download Full Document

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