The Securities and Exchange has proposed amendments to the following rules;
1. Proposed Amendment of Rule 67- Rules on
2. Proposed Amendment to Rule 70: Records of Transactions with Clients
3. Proposed Amendment: creation of a new Rule 76 - Risk Management
Download Full Document --> SEC Rules for Exposure (Nov 2019)
All comments and input should be forwarded by e-mail to the Secretariat, Rules Committee of the Commission, at email@example.com or by letter addressed to the Director-General, SEC, not later than two (2) weeks from date of publication.