SEC’s Proposed Rules on Electronic Offerings, Derivatives Trading and Sundry Amendments

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Monday, March 18, 2019    10.55AM / By SEC 

All comments and input should be forwarded by e-mail to the Secretariat, Rules Committee of the Commission, at or by letter addressed to the Director-General, SEC, not later than two (2) weeks from date of publication.


New Rules

  1. Proposed Rules on Electronic Offerings
  2. Proposed Rules on Regulation of Derivatives Trading (Re-Exposure)

Sundry Amendments

  1. Proposed amendment to Rule 39- Annual Report
  2. Proposed deletion of Rules 190 (1) and 216 (1)
  3. Proposed amendment to Rule 300 – Pre-offer Waiting Period (Fixed Price Offers)
  4. Proposed amendment to Rule 302 – Application Form

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