SEC’s Proposed Rules on Electronic Offerings, Derivatives Trading and Sundry Amendments

Regulators
1740 VIEWS
Proshare - Facebook Proshare - Twitter Proshare - Linked In Proshare - WhatsApp
Proshare

Monday, March 18, 2019    10.55AM / By SEC 

All comments and input should be forwarded by e-mail to the Secretariat, Rules Committee of the Commission, at rulescommittee@sec.gov.ng or by letter addressed to the Director-General, SEC, not later than two (2) weeks from date of publication.

Summary

New Rules

  1. Proposed Rules on Electronic Offerings
  2. Proposed Rules on Regulation of Derivatives Trading (Re-Exposure)

Sundry Amendments

  1. Proposed amendment to Rule 39- Annual Report
  2. Proposed deletion of Rules 190 (1) and 216 (1)
  3. Proposed amendment to Rule 300 – Pre-offer Waiting Period (Fixed Price Offers)
  4. Proposed amendment to Rule 302 – Application Form

Download Full Exposure Draft Here


Proshare Nigeria Pvt. Ltd.


Related News

1.       Putting Investors First? Examining the SEC’s Best Interest Rule

2.      Jurisdictions Move Forward Towards Implementing Standards for Payment, Clearing and Settlement

3.      NSE Trains Compliance Officers and Operations Officers on Derivatives

4.      SEC’s Proposed New Rules and Amendments For E-dividends, Transmission of Shares, DCS etc

5.      The Court Of Appeal Decision In SEC Vs. Big Treat Plc and 5 Others

6.      NSE Statement on the Lagos State Government’s N4.85bn,15.75% Series 1, Tranche B, Environmental Note

7.      Danièle Nouy: Getting Tough with Bankers

8.     SEC Issues Public Notice on Default in Repayment on Visionscape Bond

9.      CBN Grants Operators up till April 1, 2019 to Implement The Revised NCS and NICPAS

10.  CBN Releases Initial Guidance Notes on the Implementation of IFRS 9 in the OFIs sector in Nigeria

11.   Statement On The Implementation Phases Of Margin Requirements For Non-Centrally Cleared Derivatives

12.  Additional Data Fields For Industry Customer Account Database Submission To NIBSS Plc

 

Proshare Nigeria Pvt. Ltd.

READ MORE:
Related News
SCROLL TO TOP