NSE Proposes Amendments to Rules Governing Transaction with Related Parties

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Wednesday, February 10, 2021 / 04:00 PM / by NSE / Header Image Credit: NSE


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The following proposed Rules/Rule Amendments are exposed for comments. Your participation is requested by way of reviewing the proposed Rule Additions and Amendments and providing your comments thereon. The proposed Rule Additions and Amendments may be viewed through the hyperlinked texts provided below:

 

1. Amendments to Issuers' Rules:

(a) Proposed Amendment to Rule 20.5(A): Rules Governing Transactions With Related Parties or Interested Persons.

 

2. Amendments to Dealing Members / Trading License Holders' Rules:

(a) Proposed Amendment to Rule 10.3(a): Chief Compliance Officer;

 

(b) Proposed Cybersecurity Framework and Rules for Trading Licence Holders;

 

(c) Proposed Rules for Fixed Income Specialists on The Exchange.

 

We will be grateful to receive your comments not later than the close of business on:

 

a. Wednesday, 24 February 2021 for the Issuers' Rule Amendments;

 

b. Wednesday, 3 March 2021 for the Dealing Members / Trading Licence Holders Rule Amendments and Additions.

 

Please note that your comments should be sent in a Microsoft Word document attached to an electronic mail to Mr. Oluwatoyin Adenugba, Head, Rules and Interpretation at The Exchange via oadenugba@nse.com.ng.


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Related Links

1.       NSE Proposes Amendments to Rules on Related Parties, Closed Periods and KYC - Mar 19, 2020

2.      NSE Amends Rules Governing Transactions with Related Parties - Jul 22, 2014



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