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15 Dealing Members to Appear Before Disciplinary Committee of NSE National Council


Thursday, July 9, 2015 11.20AM/NSE


NOTICE IS HEREBY ISSUED to the Dealing Members of The Nigerian Stock Exchange listed below to appear before the Disciplinary Committee of the National Council of The Nigerian Stock Exchange (“the Disciplinary Committee”) for a hearing in respect of their failure to activate their Dealing Member licenses. 


The hearing is scheduled as follows:

DATE: Monday, 27 July 2015

TIME: 11:30 a.m. prompt

VENUE: Council Room, 22nd Floor, Stock Exchange House, 2-4 Customs, Marina, Lagos.

At the hearing, the above listed Dealing Members will be required to give reasons why disciplinary action should not be taken against them. Any documents they wish to rely upon during the hearing should be provided to The Nigerian Stock Exchange by 12:00 Noon on Thursday, 16 July 2015. 


NOTE that in the event of a failure to honour this invitation, the Disciplinary Committee shall proceed with the hearing and make such decisions and issue such directives as it deems fit.

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