SEC Approves New Rules On Derivatives Trading and Registration Of Fixed Income Existing Securities

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Wednesday, December 25, 2019 07:20AM / by SEC Nigeria / Header Image Credit: FlexJobs               

 

Pursuant to the Investments & Securities Act (ISA) 2007, the Commission has reviewed and approved the following new Rules and Amendments to its existing Rules and Regulations as follows:


New Rules

a. Rules on Regulation of Derivatives Trading

b. Rules on Central Counter Party (CCP)

c. New Rule on Registration of Fixed Income Existing Securities Major Amendments

d. Amendment to Rules on Collective Investment Schemes


Sundry Amendments

e. Amendment to Rule 27- Fidelity Bond

f. Amendment to Rule 42: Creation of sub-rule (6)- Minimum Disclosure Requirements by Public Companies on their websites


Download Here - SEC New Rules And Amendments

 

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