SEC Lifts Suspension On Heritage Capital Markets Ltd

Proshare

Friday, September 21, 2018   14.02PM / News 

Recall that on Wednesday, December 28, 2016, we published a release from SEC about a decision to suspend Heritage Capital Markets Ltd on Wednesday December 21, 2016; together with its Directors and sponsored individuals in connection with the unauthorized sale of shares belonging to an investor and its refusal to comply with the Commission’s directives in that regard. SEC stated that “In view of the above, the general public is hereby informed that the suspension is indefinite and shall remain in force pending the resolution of the matter against the Operator”.

 This matter has since been resolved when on 16/02/2017 the SEC issued the following statement: 

The Securities and Exchange Commission (“SEC”) on Wednesday February 1, 2017 lifted the suspension of Heritage Capital Markets Ltd together with its Directors and Sponsored Individuals.” Referenced here   Investors Alert: The Securities and Exchange Commission (“SEC”) lifts the suspension of Heritage Capital Markets Ltd. 

The market is kindly advised to be guided accordingly. 

 

 Proshare Nigeria Pvt. Ltd.

 

 Related News                                                                               

1.       (“SEC”) lifts the suspension of Heritage Capital Markets Ltd Feb 16, 2017

2.      News - The Securities and Exchange Commission, Nigeria Jul 27, 2017

3.      Press Release - The Securities and Exchange Commission, Nigeria

4.      Public Notice - The Securities and Exchange Commission, Nigeria

5.      Circular - The Securities and Exchange Commission, Nigeria

 

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