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Notice of the 2nd Meeting of All Compliance Officers of Dealing Member Firms of the NSE


November 4, 2011

In view of the on-going developments in the market, it has become imperative to continue to deliberate on the crucial roles of Compliance Officers in the Nigerian Capital Market.

Consequently, the Broker Dealer Regulation Department will hold a meeting with Compliance Officers of all Dealing Member Firms of The Nigerian Stock Exchange as stated below:

DATE: Wednesday, 16th November, 2011

VENUE: Stock Exchange House

  The Nigerian Stock Exchange (11th Floor)

  2/4 Customs Street, Lagos.

TIME: 09.00a.m.

In line with the voluntary offer of some compliance officers to serve, The Exchange shall be inaugurating these compliance officers into various committees.

Certificates will also be awarded to successful participants in completion of the Case Management Practitioner workshop.

The Chief Executive Officer of The Nigerian Stock Exchange, Mr. Oscar Onyeama, has indicated his interest and willingness to attend.

Note that attendance at the Forum is compulsory and restricted to Compliance Officers of Dealing Member Firms.

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