Identity Management in the Capital Mkt - SEC Releases Exposure of Investor's Data and Consent Form

Monday, April 06, 2020  / 09:27 AM / By SEC Release / Header Image Credit: Ecographics

The Commission has identified a number of challenges associated with identity management in the Nigerian Capital Market.

As part of its efforts to address these challenges, the Commission has developed a standardized Investor's Data and Consent Form to be adopted by all CMOs in collecting and updating investors' data. The Form will also enable CMOs to obtain consent of investors for implementing capital market initiatives targeted at improving overall experience and participation in the capital market.

In view of the above, the Commission hereby exposes the Investor's Data and Consent Form and requests that comments be sent to idmanagement@sec.gov.ng not later than three (3) weeks from the date of this circular.

 

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