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Market Date: 24-05-2013
Sentiment Analysis Report – W/E May 24, 2013
CAC
CBN
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NAICOM
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SEC
SEC postpones the compliance date on E-DIVIDEND
A Compliance Guide for Investors / Shareholders on E-Dividends
E-Dividend Mandate Form
SEC Suspends Vision Trust & Investment Limited for unauthorized sale of Investor’s Shares
Public Notice on Mr. Adim Jibunoh and Adewale Akinrele
Circular to Investors/Shareholders of Public Companies on E-Dividend Payment
Circular to Investors/Shareholders of Public Companies on E-Dividend Payment
Ecobank Nig Plc suspended from all Capital Market Activities, Bank Reacts
SEC Chairman parleys with Media over Capital Market.
SEC appoints First Bank as lending agent for NSE’s transactions
SEC De-lists 35 Nigerian Capital Market Operators
GON Announces new Board for the SEC, Ndanusa is Chairman
SEC Proposes new Rules for Private Equity Fund Managers
SEC Approves in Principle Flour Mills’s Merger Talks with BAGCO
Exchanges Get Closer Inspection
SEC to engage AMCON, CBN on market making for bonds
Capital Market Operators Demand New Board for SEC
Second Quarter 2012 CMC meeting
SEC June 2012 Registration meeting
Investment & SEC Act
THE INVESTMENTS AND SECURITIES ACT, ISA 2007
HB 319 - A bill for an act to establish unclaimed dividends and abandoned PTF
News/Reports SEC
A Compliance Guide for Investors / Shareholders on E-Dividends
Circular to Investors/Shareholders of Public Companies on E-Dividend Payment
SEC Chairman parleys with Media over Capital Market.
SEC appoints First Bank as lending agent for NSE’s transactions
NSE sheds more light on Fixed Income Market-making
SEC De-lists 35 Nigerian Capital Market Operators
SEC Proposes new Rules for Private Equity Fund Managers
Second Quarter 2012 CMC meeting
SEC Nigeria Strengthens Capacity, Employs 52 Young Professionals through Its YPP
Technical Committee on Demutualization of the NSE submits Report
SEC takes capital market operators to police, EFCC
SEC’s Capital Market 2011 Review and Projections for 2012
History of Capital Market Regulation in Nigeria - 281011
Capital Market Regulation: Not yet 50 Years
Programme Activity Schedule for SEC's Project 50
SEC to clear rescued banks’ TIAs before September 30
CBN, SEC, Move to Revive Abuja Exchange
SEC to appeal against a Federal High Court Ruling on the Removal of Former DG of the NSE
Rules & Regulations SEC
SEC Proposes new Rules for Private Equity Fund Managers
SEC - Capital Market Report
Draft Rules on Sukuk Issuance in Nigeria - SEC
Rules on Sub-Brokers
Rules on Market Makers
Rules On Book Building
The Investments And Securities Act 2007
Rules And Regulations Of The Securities And Exchange Commission, 2007
Amendments To The Sec Rules & Regulations As At September 2011
Amendments To The Sec Rules & Regulations As At September 2011
Code Of Conduct For Corporate Governance
New Consolidated Rules and Regulations 2011
Check List For Application Of Mergers Acquisitions And Takeovers
RULES AND REGULATIONS OF THE SECURITIES AND EXCHANGE COMMISSION 2007
Exposure of Proposed Interim Financial Reporting Format - Consolidated Cash-flow Statement - General Business
Exposure of Proposed Interim Financial Reporting Format - Consolidated Profit and Loss Account - Banks
Exposure of Proposed Interim Financial Reporting Format - Quarterly Financial Report Form for Public Companies
Exposure of Proposed Interim Financial Reporting Format - Quarterly Financial Performance Measurement for Insurance
CBN\SEC Guidelines and Rules on Margin Lending (Amendments)
Exposure of new amendments to the SEC Rules and Regulations
Speeches SEC
SEC Director General Ms Arunma Oteh speaks at the Nigerian Economic Summit Group Policy Dialogue
New SEC DG resumes, promises transparent, efficient capital market
Arumah Oteh: Hope for market recovery in 2010
SEC Explains Slow Market Recovery
SEC's DG end of year lunch with Capital Market Correspondents/Business Editors
Building a World Class Capital market through Effective Regulation & Good Corporate Governance
Making Capital Markets work for SMEs in Africa - Oteh
SEC Director General Ms Arunma Oteh speaks at the Nigerian Economic Summit Group Policy Dialogue
A Roadmap for Transforming the Nigerian Capital Markets - Ms Arunma Oteh
FT interview transcript: Arunma Oteh
Ag. Dg SEC End of Year Report 2009
Code of Conduct
Code of Conduct for Capital Market Operators and their Employees
Anti Money Laundering Compliance Manual
CODE OF CORPORATE GOVERNANCE
CODE OF CONDUCT FOR SHAREHOLDERS ASSOCIATIONS IN NIGERIA
CODE OF CONDUCT FOR SHAREHOLDERS ASSOCIATIONS IN NIGERIA
Approved Code of Corporate Governance 080211.
Amendments
Rules on Share Buy-Back
Regulations of Securities clearing and settlement
Custodian of Securities – 20090408
Amended Rules and Regulation March 2010
Rules Related to Fixed Income Securities (Bonds)
Amendments to the Rules and Regulations - 12/09/ 2011
New Rule on Margin Lending
PROPOSED AMENDMENTS TO THE RULES AND REGULATIONS OF THE SECURITIES AND EXCHANGE COMMISSION
SEC Discontinues period renewal of Registration of Operators
RULE ON INTER-DEALER BROKER (IDB) - PART A3, Rule 24 A
RULES ON BOOKBUILDING
RULES ON MARKET MAKERS
AMENDED RULES AND REGULATIONS MARCH 2010
RULES ON SHARE BUY-BACK
RULES ON SUB-BROKERS
REGULATIONS OF SECURITIES CLEARING SETTLEMENT-RULE 207C
DEPOSITORIES AND PARTICIPANTS REGULATION - Rule 26
CUSTODIAN OF SECURITIES
SEC Forms
Real Estate Investment Trust Scheme (REITS)
Registration requirements for Community Savings/Esusu Schemes
Registration requirements for Unit Trust Schemes
Registration requirements for Receiving Bankers
Registration requirements for Securities Clearing & Settlement Company
Registration requirements for Stock/Commodities Exchanges
Registration requirements for Commodities Brokers
Registration requirements for Venture Capital Managers
Registration requirements for Market Makers
Registration requirements for Underwriters
Registration requirements for Sub-Broker(Corporate/Individual)
Registration requirements for Rating Agencies
Registration requirements for Registrar
Registration requirements for Investment Adviser(Individual/Corporate)
Registration requirements for Fund/Portfolio Managers
SEC Bulletins
AMERC Quarterly Review April - June 2011
AMERC Quarterly Review July - Sept 2011
AMERC Quarterly Review Oct - Dec 2011
Circular to All Issuing Houses
Portharcourt Outreach 2011 Rotimi Oyekan, MD Phoenix Global Capital Markets - Bonds and infrastructure development - July 2011
Portharcourt Outreach 2011 Okokon Akpan, SEC - Overview of Nigerian Capital Market-27-29 July 2011
Securities and Exchange Commission investor/Issuer Education Outreach Programme Speech Presented by the Honourable Commissioner for Education Dame Al
The Role of Bond Issuance in Infrastructure Development for State Government in Nigeria by Rotimi Oyekan Managing Director, Phoenix Global Capital Ma
Collective Investment Schemes by Olumide Oyetan, CEO Stanbic IBTC Asset Management - 28th July 2011
EFInA Access to Financial Services in Nigeria 2010 by Modupe Ladipo, CEO Efina - 28th July 2011
Requirements & Procedures for Raising Funds by State Government by Bayo Rotimi, Quest Advisory - 27th July 2011
Managing Nigeria's Debt Stock by Patience Oniha Director, Market Development Dept, Debt Management Office - 27th July 2011
Capital Market Bulletin, February, 2010
Capital Market Bulletin, January 2010
Capital Market Bulletin February 2009
4th Quarter SEC Quarterly Magazine, 2008
SEC Capital Market Bulletin - October, 2008
SEC Capital Market Bulletin - September, 2008
Capital Market Bulletin Agust 2008
SEC Capital Market Bulletin - July 2008
SEC Enforcement
List of Illegal Operators
List of Banned Individual
Cases Referred To Law Enforcement Agencies as at March 2011
Cases Refer to Enforcement Agencies
Cadbury Nig Plc Vs Sec & APC Review of Notice of Appeal
Edmund Chinonye Obiagwu Vs Universal Insurance Plc & 3 ORS
Bluechip Acquisition & Inv. Co. Ltd Vs Sec, Nse & Dr Ndidi Okereke-Onyuike
African Petroleum Plc & 14 Others Vs Mr. Femi Otedola & 13 Others
Christopher Okeke VS SEC & 2 ORS
Investors & Trust CO. LTD VS SEC
SEC VS Allgreen Invest. Nig. Ltd & 36 ORS: Judgement Of The Investments & S
Thomas Kingsley Securities Ltd & ANOR VS SEC & 9 ORS
Wealthgate Multibiz International Ltd VS SEC & CBN
Silvertrust Global Investment Ltd VS SEC & Central Bank of Nigeria (CBN)
Ayo Akadiri VS SEC
RT. Hon. Uduimo Itsueli Vs SEC
Olusegun Oyewole Vs SEC & ORS
About the Administrative Proceedings Committee
SEC Market Operators
Name of Registered Unit Trust
List of Compliance Officers
Name of Registered Venture capital Funds
Qualified Registration CMO List (With Issues)
Qualified Registration CMO List (Without Issues)
Unqualified Registration CMO List (With Issues)
Unqualified Registered CMO List
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