May 15, 2012
 

Dear Dealing Members:

Please be informed that the penalties set forth in the policy guideline (Policy No. 01 NSE) made pursuant to Article 15(h) of The Rules and Regulations Governing Dealing Members of The Exchange, which came into effect on 1 November 2011, will be implemented with respect to the March quarterly rendition which is due today (15th May 2012). This will be effective from tomorrow 16th May 2012.

Should you need further clarification regarding the above, please do not hesitate to contact the Broker Dealer Regulation Department.